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10Q/10K Disclosure Checklist - Small Company Filer

Does anyone care to share a disclosure checklist template to use for 10Q/K filings that is geared towards small public filers and specifically for financial institutions? It would be greatly appreciated.


Topic Expert
Patrick Dunne
Title: Chief Financial Officer
Company: Milk Source
(Chief Financial Officer, Milk Source) |

We use our audit firm's disclosure checklist, which is fairly lengthy and is more of an interactive on-line tool. I would suggest you try your audit firm. They have to have a tool that would be useful to you.

(controller) |

Thanks for responding. We had the same issue with a lengthy checklist that we received from our auditors. I was hoping someone has something scaled down to size but it's not looking hopeful.

James Patlyek
Title: Managing Director
Company: Patlyek Consulting
(Managing Director, Patlyek Consulting) |

Anonymous: Unfortunately, there isn't much relief for SME filers - pretty much the same as for the big boys. I'd suggest you stick with your auditor's checklist, it will expedite the document preparation.


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