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Can Compliance officer and corporate controller functions be together in one job position?

Alejandro Lopez's Profile

We curently have both positions and we are thinking to make it one single position reproting to the CFO. Do you see any conflict of interests?

Answers

Ken Stumder
Title: Finance Director / Controller
Company: Ken Stumder, CPA
(Finance Director / Controller, Ken Stumder, CPA) |

Depends on what specific duties you are defining under "compliance".

Ross Anderson, CPA, MBA
Title: Controller
Company: TFS Capital
(Controller, TFS Capital) |

There is no conflict of interest, but ideally they should be separate. Those are two big roles likely with little overlap and it's probably better that each person focus on his area of expertise.

Alejandro Lopez
Title: HR
Company: Nemak
(HR, Nemak) |

Thank you!

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