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Flowing Revenue Internationally

Theodore Gillman's Profile

In anticipation of a new piece of business, I'm trying to figure out whether to flow revenue through a Holding Company or split revenue and flow directly to regulated subsidiaries. Does anyone have experience with managing flow of revenue for a broker/dealer operating both internationally and in the US with foreign associated persons?


Topic Expert
International Representative
Title: International Expert
Company: Nair & Co.
(International Expert , Nair & Co.) |

Benefits are likely to vary based on the location. To be able to provide you with a most appropriate response please answer these follow-up questions...
1. What is the new piece of business?
2. Which countries are you currently in ? Where is the holding company situated?

Theodore Gillman
Title: Managing Principal
Company: Crito Capital LLC
(Managing Principal, Crito Capital LLC) |

I've been told that flowing the revenue through a Hold Co is a non-starter for my regulators, so since I posted this question, I believe I have found the only possible solution. Thanks.


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